Unclaimed
Michael Eugene Deggelman is a registered representative with Hightower Advisors, LLC. Michael has been in the industry since 1977, and is licensed in 12 states. Michael has held prior positions with UBS Financial Services Inc., Salomon Smith Barney Inc. and Lehman Brothers Inc.. Michael holds Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 15 and SIE licenses. Michael is a specialist in advising individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit sharing plans and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
10/26/2010 - Present
Hightower Advisors, LLC (Woodside CA)
CA
04/14/2000 - 11/01/2010
UBS FINANCIAL SERVICES INC. (MENLO PARK CA)
NY
07/31/1993 - 04/27/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/26/1977 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1991
Series 15 - Foreign Currency Options Examination
BC
Issued 03/27/1982
Series 5 - Interest Rate Options Examination
BC
Issued 07/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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