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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Esteban Barragan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the industry since February 3, 2011. Michael is registered with FINRA and has a Series 7, SIE and Series 66 license. He specializes in providing portfolio management for individuals and businesses, and he also offers educational seminars. Prior to joining Merrill Lynch, Michael worked for a number of other firms, including AMERIPRISE FINANCIAL SERVICES, LLC, MML INVESTORS SERVICES, LLC and VALIC FINANCIAL ADVISORS, INC. He is licensed in Arizona, California, Florida, Hawaii, Nevada, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/18/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ONTARIO CA)
CA
12/14/2022 - 06/12/2023
MUTUAL OF AMERICA SECURITIES LLC (SAN DIEGO CA)
CA
05/05/2021 - 11/02/2022
AMERIPRISE FINANCIAL SERVICES, LLC (CHINO HILLS CA)
CA
02/13/2018 - 11/11/2020
MML INVESTORS SERVICES, LLC (PASADENA CA)
CA
12/02/2013 - 01/18/2018
VALIC FINANCIAL ADVISORS, INC. (GLENDALE CA)
CA
06/28/2011 - 12/02/2013
TD AMERITRADE, INC. (SANTA MONICA CA)
CA
11/22/2010 - 01/05/2011
MML INVESTORS SERVICES, LLC (ONTARIO CA)
MA
03/31/2008 - 12/10/2008
DONEGAL SECURITIES, INC. (WELLESLEY MA)
MA
11/07/2007 - 02/29/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLESTOWN MA)
BOTH
Issued 02/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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