Unclaimed
Michael Esposito is a financial advisor with Transamerica Capital, Inc. based in Denver, CO. Michael has been in the industry for over 2 years and is licensed to sell securities in Colorado, Florida, New Jersey, and New York. Michael has passed the Series 6TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/22/2021 - Present
Transamerica Capital, Inc. (DENVER CO)
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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