Unclaimed
Michael Esposito is a financial advisor with Cetera Investment Advisers LLC. Michael has been in the financial industry since 1999 and has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. Cetera Investment Advisers LLC is a large firm with over 16,000 clients and over $100 billion in assets under management. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management. Michael is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/04/2025 - Present
Cetera Investment Advisers LLC (Fairfield NJ)
NJ
12/11/2017 - 06/14/2024
SECURITIES AMERICA, INC. (FAIRFIELD NJ)
NJ
01/09/2002 - 01/18/2017
HORNOR, TOWNSEND & KENT, INC. (EDISON NJ)
DE
12/18/1998 - 01/18/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 12/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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