Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Esposito is a financial advisor with over 25 years of experience in the industry. Michael is currently registered with Fidelity Personal And Workplace Advisors and is licensed to provide investment advice in Massachusetts, Rhode Island, and Texas. Michael is also a Certified Financial Planner. Michael has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., UBS Financial Services Inc., TD Waterhouse Investor Services, Inc., R. J. Thompson Securities, Inc. and LT Lawrence & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
04/21/2023 - Present
Fidelity Personal AND Workplace Advisors (PROVIDENCE RI)
RI
03/27/2014 - 04/01/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
NY
10/20/2006 - 02/18/2014
TD AMERITRADE, INC. (NEW YORK NY)
NY
10/25/2005 - 10/16/2006
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NE
03/27/1998 - 10/19/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
02/26/2003 - 02/09/2004
R. J. THOMPSON SECURITIES, INC. (JERSEY CITY NJ)
NY
05/19/1997 - 12/18/1997
LT LAWRENCE & CO., INC. (NEW YORK NY)
BOTH
Issued 06/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/28/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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