Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Espinal is a financial advisor with M.m. Dillon & Co. LLC. Michael has been in the industry since 2007 and holds multiple licenses, including Series 7, 24, 62, 63, and 79. He is registered in Connecticut and California. Prior to joining M.m. Dillon & Co. LLC, Michael worked at CRT Capital Group LLC and Patriot Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/23/2009 - Present
M.m. Dillon & Co. LLC (GREENWICH CT)
CT
05/02/2008 - 04/03/2009
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
02/06/1995 - 08/23/1995
PATRIOT SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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