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Michael Ernest Settimo

ING Financial Markets LLC

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About Michael Ernest Settimo

Michael Settimo is a registered representative with Ing Financial Markets LLC. Michael has been in the securities industry since November 12, 2010. Michael holds Series 63, Series 99, Series 7 and SIE licenses.

Firm Information

Michael Settimo is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Settimo’s Registration & Firm History

NY

11/19/2013 - Present

ING Financial Markets LLC (NEW YORK NY)

NA

11/25/1991 - 11/30/1994

MURPHY & DURIEU

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Licenses & Designations

BC

Issued 04/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2013

Series 99 - Operations Professional Examination

BC

Issued 11/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Ernest Settimo.
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