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Michael Ernest Guarasci

Foreside Funds Distributors LLC

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About Michael Ernest Guarasci

Michael Guarasci is a financial professional with over 15 years of experience in the industry. Michael currently holds a Series 7, Series 24, Series 63, and Series 66 license and is registered with Foreside Funds Distributors LLC in Florida. Previously, Michael was registered with ICMA-RC Services, LLC in Washington, DC and Bear, Stearns & Co. Inc. in New York. Michael is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Michael Guarasci is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Guarasci’s Registration & Firm History

FL

07/27/2020 - Present

Foreside Funds Distributors LLC (BOCA RATON FL)

DC

06/14/2018 - 03/23/2020

ICMA-RC SERVICES, LLC (WASHINGTON DC)

NY

03/05/2002 - 05/17/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/25/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/12/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Ernest Guarasci.
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