Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ernest Farmer is a financial advisor with Ameriprise Financial Services, LLC, located in Southlake, TX. Michael has been in the financial services industry since December 1996. Michael has worked with firms such as UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered in the state of Texas and has the Series 7, 9, 10, 63, 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/14/2022 - Present
Ameriprise Financial Services, LLC (SOUTHLAKE TX)
TX
01/08/2016 - 01/19/2022
WELLS FARGO CLEARING SERVICES, LLC (SOUTHLAKE TX)
TX
08/26/2011 - 01/19/2016
UBS FINANCIAL SERVICES INC. (FT. WORTH TX)
TX
11/25/2002 - 08/29/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHLAKE TX)
TX
10/06/1999 - 10/21/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
04/10/1996 - 03/17/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 12/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Farmer is the right advisor for you? Invested Better is here to help.
