Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stewart has been in the financial services industry since 1978. Michael is currently a registered representative of Osaic Wealth, Inc. Michael has worked for several firms throughout his career including Morgan Keegan & Company, Inc., Principal Financial Securities, Inc., Smith Barney, Harris Upham & Co., Incorporated, Paine Webber Incorporated, Bache Halsey Stuart Shields Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael holds Series 3, 5, 7, 9, 10, 15, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/18/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
TN
01/15/1998 - 03/19/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TX
06/18/1992 - 02/09/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
08/01/1988 - 11/08/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/07/1982 - 08/08/1988
PAINEWEBBER INCORPORATED
NA
09/19/1979 - 05/04/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
09/26/1978 - 10/09/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/25/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 09/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/18/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 02/10/1983
Series 5 - Interest Rate Options Examination
BC
Issued 09/23/1982
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
Active
Inactive
F
FINRA
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