Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Siegel is a financial professional with over 10 years of experience in the securities industry. Michael is currently registered with USQ Securities LLC, and previously worked at RBC Capital Markets, LLC. Michael holds a Series 7, Series 24, Series 55, Series 57TO, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/07/2022 - Present
USQ Securities LLC (New York NY)
NY
12/04/2009 - 02/13/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 03/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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