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Michael Eric Rosell

Citigroup Global Markets Inc.

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About Michael Eric Rosell

Michael Rosell is an investment advisor representative with Citigroup Global Markets Inc., a firm with more than $50 billion in assets under management. Michael Rosell has been in the financial industry since 1989. He holds a Series 63, 65, 24, 7, 22 and SIE securities license.

Firm Information

Michael Rosell is currently registered with Citigroup Global Markets Inc.. Citigroup Global Markets Inc. is a corporation formed in October 1998, headquartered in New York, NY. The firm provides a wide range of investment advisory services including financial planning, asset allocation advice, pension consulting, publication of periodicals, selection of other advisors, and portfolio management for individuals, businesses, and other clients. With over 10,000 employees, including licensed agents, investment advisor representatives, and registered representatives, Citigroup Global Markets Inc. manages over $40 billion in assets for clients across various client types, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm is registered with the SEC and in all 50 states.
Citigroup Global Markets Inc.

388 GREENWICH STREET

NEW YORK, NY 10013

$40.52B

Assets Under Management

11,754

Total Clients

3,637

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Rosell’s Registration & Firm History

NY

03/02/2022 - Present

Citigroup Global Markets Inc. (Armonk NY)

NY

04/05/2018 - 10/16/2020

LPL FINANCIAL LLC (SOMERS NY)

NY

10/01/2015 - 04/02/2018

CAPITAL ONE INVESTING, LLC (New York NY)

MA

04/08/2013 - 12/31/2013

MML INVESTORS SERVICES, LLC (HOLYOKE MA)

CT

04/23/2008 - 02/16/2012

PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)

NY

10/04/2007 - 03/05/2008

CHASE INVESTMENT SERVICES CORP. (WHITE PLAINS NY)

NY

01/01/2005 - 09/12/2007

HSBC SECURITIES (USA) INC. (WHITE PLAINS NY)

NY

06/19/2000 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

06/04/1998 - 06/19/2000

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

RI

02/27/1995 - 05/26/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

TX

02/01/1995 - 10/27/1995

BHCM INC. (HOUSTON TX)

VA

03/01/1991 - 02/01/1995

GNA SECURITIES, INC. (GLEN ALLEN VA)

AZ

11/19/1989 - 02/13/1991

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

10/16/1987 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/19/1985 - 08/31/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

IA

Issued 03/02/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Eric Rosell. Review regulatory record here.
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