Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Holden is a financial advisor at Raymond James & Associates, Inc. Michael has been in the financial services industry since 2006. Michael has worked with several financial institutions including Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Michael holds the Series 3, 6, 7, 9, 10, 63, and 66 licenses. Michael is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/21/2024 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
12/23/2019 - 06/16/2024
J.P. MORGAN SECURITIES LLC (Northfield IL)
MN
08/03/2010 - 12/11/2019
WELLS FARGO CLEARING SERVICES, LLC (SAINT LOUIS PARK MN)
IL
12/14/2009 - 12/21/2009
CHASE INVESTMENT SERVICES CORP. (GLENVIEW IL)
IL
05/30/2008 - 10/13/2009
FIFTH THIRD SECURITIES, INC. (LAKE FOREST IL)
IL
10/16/2007 - 03/06/2008
CHASE INVESTMENT SERVICES CORP. (NORTHBROOK IL)
IL
07/06/2005 - 09/28/2006
CHASE INVESTMENT SERVICES CORP. (GLENVIEW IL)
IL
09/27/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 12/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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