Unclaimed
Michael Graf is a financial advisor with Ameriprise Financial Services, LLC, and has over 17 years of experience in the financial services industry. Michael has a wide range of experience in financial planning, portfolio management, and investment advisory services. Michael holds the Series 7, Series 63, Series 24, Series 4, and Series 65 licenses. Michael is also registered with the state of Minnesota. Ameriprise Financial Services, LLC is a large, comprehensive financial services firm with a wide range of investment products and services. Michael is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
05/14/2015 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
IL
03/10/2011 - 08/06/2013
TRADE MONSTER (CHICAGO IL)
IL
09/19/2002 - 11/19/2002
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
IL
08/19/1997 - 11/13/2001
WEB STREET SECURITIES, INC. (DEERFIELD IL)
MI
07/07/1995 - 06/26/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 11/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/06/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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