Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fortuna is a financial advisor registered with Morgan Stanley. Michael has been in the industry since 2002. Michael has a broad range of experience, including previous roles with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Ryan Beck & Co., and First Institutional Securities, L.L.C. Michael holds licenses for Series 63, Series 65, Series 7, Series 9, Series 10, and Series 31 examinations, as well as the Securities Industry Essentials examination. Michael is registered with the Securities and Exchange Commission and the state of Florida. Michael also holds active registrations for Broker/Dealer (BC) and Investment Advisor (IA) in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Wealthpenn.comllc (Boca Raton FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
NJ
10/03/2003 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGEWOOD NJ)
NJ
11/08/2002 - 09/22/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NJ
03/21/2002 - 09/06/2002
FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)
IA
Issued 10/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 3/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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