Unclaimed
Michael Engel is a financial advisor with Ares Wealth Management Solutions, LLC. Michael has been in the industry since June 15, 2021. Michael is a registered representative in California. Michael holds Series 66, 24, 10, 9, and SIE licenses. Michael has previously worked with LPL FINANCIAL LLC and UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/08/2022 - Present
Ares Wealth Management Solutions, LLC (Los Angeles CA)
CA
04/13/2021 - 07/20/2021
LPL FINANCIAL LLC (SANTA MONICA CA)
CA
02/19/2020 - 02/02/2021
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BOTH
Issued 09/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/13/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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