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Michael Engel

Ares Wealth Management Solutions, LLC

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About Michael Engel

Michael Engel is a financial advisor with Ares Wealth Management Solutions, LLC. Michael has been in the industry since June 15, 2021. Michael is a registered representative in California. Michael holds Series 66, 24, 10, 9, and SIE licenses. Michael has previously worked with LPL FINANCIAL LLC and UBS FINANCIAL SERVICES INC.

Firm Information

Michael Engel is currently registered with Ares Wealth Management Solutions, LLC. Ares Wealth Management Solutions, LLC is a Limited Liability Company formed on December 21, 2001. The firm is registered with the SEC and all 50 states as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Engel’s Registration & Firm History

CA

09/08/2022 - Present

Ares Wealth Management Solutions, LLC (Los Angeles CA)

CA

04/13/2021 - 07/20/2021

LPL FINANCIAL LLC (SANTA MONICA CA)

CA

02/19/2020 - 02/02/2021

UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)

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Licenses & Designations

BOTH

Issued 09/02/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/08/2023

Series 24 - General Securities Principal Examination

BC

Issued 08/13/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/02/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Engel.
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