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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mollica is a financial advisor in Altamonte Springs, Florida. Michael has been a financial advisor since 1987. Michael is currently registered with Cetera Investment Advisers LLC and Cetera Financial Specialists LLC. Michael has previously worked for a number of other firms including Ameriprise Financial Services, LLC, LPL Financial LLC, and Royal Alliance Associates, Inc. Michael is a registered investment advisor and is licensed in 16 states including Florida, Texas, California, Colorado, Georgia, Kentucky, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico, Tennessee, Virginia. Michael has also passed the Series 6, Series 22, Series 24, Series 62, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/18/2023 - Present
Cetera Investment Advisers LLC (ALTAMONTE SPRINGS FL)
FL
11/29/2021 - 01/02/2024
AMERIPRISE FINANCIAL SERVICES, LLC (ORLANDO FL)
FL
01/07/2016 - 01/05/2022
LPL FINANCIAL LLC (LONGWOOD FL)
FL
11/16/2006 - 01/09/2016
CETERA FINANCIAL SPECIALISTS LLC (LONGWOOD FL)
FL
07/23/1999 - 11/16/2006
NATIONAL PLANNING CORPORATION (CASSELBERRY FL)
AZ
07/10/1991 - 07/27/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
01/04/1989 - 07/10/1991
VFS SECURITIES CORP.
NA
08/04/1987 - 01/21/1989
H.D. VEST INVESTMENT SECURITIES, INC.
IA
Issued 12/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/1988
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 8/7/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/31/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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