Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Emmanuel Brodie is a financial advisor currently registered with Advisors Capital Management, LLC in Ridgewood, New Jersey. Michael has been in the financial services industry since 2000, holding prior roles with LPL FINANCIAL LLC, Nationwide Investment Services Corporation, Pacific Select Distributors, Inc., and American Funds Distributors, Inc. Michael holds Series 6, 7, 63, and 66 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
01/13/2015 - Present
Advisors Capital Management, LLC (RIDGEWOOD NJ)
CA
08/07/2012 - 11/10/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
OH
01/28/2010 - 08/13/2012
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CA
06/08/2005 - 03/24/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
CA
04/13/2001 - 05/31/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
07/20/2000 - 03/27/2001
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
BOTH
Issued 01/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2014
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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