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Michael Emil Fassi

Centaurus Financial, Inc.

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About Michael Emil Fassi

Michael Emil Fassi is a financial advisor with Centaurus Financial, Inc. Michael has over 40 years of experience in the financial services industry. Michael is registered with the state of Colorado as both a broker-dealer and an investment advisor. Michael is committed to providing his clients with personalized financial advice and guidance. Michael specializes in portfolio management for individuals and businesses. Michael is also an active member of the Civil Air Patrol, serving as Group Commander.

Firm Information

Michael Fassi is currently registered with Centaurus Financial, Inc.. Centaurus Financial, Inc. is a corporation formed in August 1992 and headquartered in Anaheim, California. The firm provides a variety of advisory services including financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals, and wrap fee programs. Centaurus Financial, Inc. serves a wide range of clients including individuals, businesses, high-net-worth individuals, and corporations. The firm has regulatory assets under management exceeding $6.2 billion, including discretionary and non-discretionary accounts.
Centaurus Financial, Inc.

2300 EAST KATELLA AVE

ANAHEIM, CA 92806

$6.28B

Assets Under Management

Not reported

Total Clients

510

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Fassi’s Registration & Firm History

CO

09/18/2018 - Present

Centaurus Financial, Inc. (WINDSOR CO)

CO

08/03/2005 - 12/13/2005

GENEOS WEALTH MANAGEMENT, INC. (FORT COLLINS CO)

NE

01/21/2004 - 08/03/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

CA

01/30/2001 - 12/31/2003

FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)

CO

03/29/1999 - 01/05/2001

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

AZ

10/07/1998 - 03/09/1999

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

12/07/1995 - 07/30/1997

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

CA

08/25/1993 - 11/07/1995

PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)

NA

02/22/1980 - 10/15/1993

M. E. METZLER ORGANIZATION, INC.

MO

10/06/1992 - 08/19/1993

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

05/27/1992 - 10/09/1992

F & G SECURITIES, INC.

NA

06/06/1989 - 06/09/1992

USF&G INVESTMENT SERVICES, INC.

NA

04/16/1986 - 08/01/1988

KIDDER, PEABODY & CO. INCORPORATED

NA

12/28/1981 - 04/04/1988

LINCOLN NATIONAL PENSION INSURANCE COMPANY

NA

09/20/1978 - 05/15/1986

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

NA

05/21/1984 - 04/19/1986

E. F. HUTTON & COMPANY INC

NA

03/16/1978 - 09/30/1978

THE VARIABLE ANNUITY MARKETING COMPANY

NA

10/21/1976 - 04/13/1978

I. M. SIMON & CO.

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Licenses & Designations

IA

Issued 12/22/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1984

Series 3 - National Commodity Futures Examination

BC

Issued 08/24/1977

PC - AMEX Put and Call Exam

BC

Issued 10/16/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Emil Fassi. Review regulatory record here.
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