Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Emerson Yee is a registered investment advisor representative with Voya Investment Management Co. LLC. Michael has been in the industry since October 1994 and holds Series 6, 7, 63, and 65 licenses, as well as the SIE. Michael has experience working with individuals, investment companies, pooled investment vehicles, corporations, and other businesses. Michael was previously registered with Allianz Global Investors Distributors LLC and Nicholas-Applegate Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
07/19/2022 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
CA
04/01/2010 - 08/11/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN DIEGO CA)
CA
01/30/1995 - 04/19/2010
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
CA
10/17/1994 - 01/27/1995
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
IA
Issued 09/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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