Unclaimed
Michael Emerson Campbell is a financial advisor with Hilltop Securities Inc. based in Dallas, TX. Michael has been a registered representative in the securities industry since January 20, 1981. Michael holds Series 3, 6, 7, and 63 licenses. The advisor has been associated with Hilltop Securities Inc. since April 2009 and previously held positions at UBS Financial Services Inc., Rotan Mosle Inc., Shearson Lehman Brothers Inc., and PEBSCO Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/06/2009 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/01/1991 - 05/13/2009
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NA
12/02/1985 - 01/01/1991
ROTAN MOSLE INC.
NA
09/04/1984 - 12/12/1985
SHEARSON LEHMAN BROTHERS INC.
NA
01/21/1981 - 09/17/1984
PEBSCO SECURITIES CORP.
BC
Issued 01/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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