Unclaimed
Michael Elliot Cohen is a registered representative of Neuberger Berman BD LLC, a broker-dealer, and a registered investment adviser representative of Neuberger Berman Investment Advisers LLC. Michael has been in the securities industry since December 31, 1997. Michael is registered with the following securities regulators: Financial Industry Regulatory Authority (FINRA), New Jersey, New York. Michael has a Series 63, Series 7 and SIE license. Michael's primary business is portfolio management services. Michael is also registered as an investment adviser representative with Neuberger Berman Investment Advisers LLC. Michael is registered in the following states: Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, Texas, Utah, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/01/1998 - 07/26/1999
CIBC WORLD MARKETS (NEW YORK NY)
BC
Issued 01/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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