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Michael Edward Weppner

TP Icap Global Markets Americas LLC

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About Michael Edward Weppner

Michael Edward Weppner is a securities professional with over 18 years of experience in the financial industry. Michael is currently registered with TP Icap Global Markets Americas LLC in Connecticut. Previously, Michael has worked with ICAP Securities USA LLC in New Jersey and BGC Financial Inc. in New York. Michael holds a Series 3, Series 7 and Series 63 licenses. Michael is also a registered representative with FINRA.

Firm Information

Michael Weppner is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Weppner’s Registration & Firm History

CT

09/17/2010 - Present

TP Icap Global Markets Americas LLC (NORWALK CT)

NJ

10/17/2006 - 11/04/2008

ICAP SECURITIES USA LLC (JERSEY CITY NJ)

NY

06/06/2003 - 10/09/2006

BGC FINANCIAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2003

Series 3 - National Commodity Futures Examination

BC

Issued 06/04/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Edward Weppner.
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