Unclaimed
Michael Edward Weppner is a securities professional with over 18 years of experience in the financial industry. Michael is currently registered with TP Icap Global Markets Americas LLC in Connecticut. Previously, Michael has worked with ICAP Securities USA LLC in New Jersey and BGC Financial Inc. in New York. Michael holds a Series 3, Series 7 and Series 63 licenses. Michael is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/17/2010 - Present
TP Icap Global Markets Americas LLC (NORWALK CT)
NJ
10/17/2006 - 11/04/2008
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
06/06/2003 - 10/09/2006
BGC FINANCIAL INC. (NEW YORK NY)
BC
Issued 06/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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