Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Warlof is a registered representative with MMA Securities LLC. Michael has been in the industry since September 23, 2020 and is currently registered with the state of California. Michael is also an investment advisor representative and is registered with the state of California. Michael has passed the Series 7TO, SIE, and the Series 66 exams. Michael previously worked at Marsh & McLennan Agency, Chamberlain Group, Express Scripts and was unemployed between December 2015 and April 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
CA
12/17/2020 - Present
MMA Securities LLC (San Diego CA)
BOTH
Issued 12/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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