linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Edward Wallace iii

Greenwich Capital Partners, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Edward Wallace iii

Michael Edward Wallace iii is a financial professional with over 35 years of experience in the securities industry. Michael is currently registered with Greenwich Capital Partners, LLC. Prior to joining Greenwich Capital Partners, LLC, Michael was employed at REVA CAPITAL MARKETS LLC and OLD CITY SECURITIES LLC. Michael holds the following licenses: Series 3, 5, 7, 79TO and SIE. Michael is licensed in 39 states and the District of Columbia.

Firm Information

Michael Wallace iii is currently registered with Greenwich Capital Partners, LLC. Greenwich Capital Partners, LLC is a Limited Liability Company formed in 2019 and is registered in 39 states as well as the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Wallace iii’s Registration & Firm History

CT

06/30/2023 - Present

Greenwich Capital Partners, LLC (GREENWICH CT)

NY

08/23/2021 - 06/27/2023

REVA CAPITAL MARKETS LLC (NEW YORK NY)

NY

08/09/2019 - 10/21/2020

OLD CITY SECURITIES LLC (NEW YORK NY)

NY

04/21/2016 - 02/20/2019

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (NEW YORK NY)

DC

05/13/2015 - 03/15/2016

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (WASHINGTON DC)

CT

04/15/2013 - 02/05/2015

PTP SECURITIES, LLC (ROWAYTON CT)

NY

04/03/2009 - 04/03/2013

DU PASQUIER & CO., INC. (NEW YORK NY)

NY

12/01/2006 - 02/03/2009

KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)

CT

03/23/2004 - 12/03/2007

SOUND SECURITIES, LLC (ROWAYTON CT)

NY

11/27/2001 - 03/10/2004

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

07/18/1989 - 11/06/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/22/1985 - 04/27/1989

CS FIRST BOSTON CORPORATION (NEW YORK NY)

Not sure if Michael Edward Wallace iii is right for you?

Licenses & Designations

BC

Issued 06/14/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1986

Series 3 - National Commodity Futures Examination

BC

Issued 07/19/1985

Series 5 - Interest Rate Options Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Edward Wallace iii. Review regulatory record here.
Not sure if Michael Edward Wallace iii is right for you?