Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tobin has been in the securities industry since 2012. He is currently registered with Access Securities, LLC and has been associated with the firm since 2017. Previously, Michael Tobin was registered with Vega Securities LP in New York, NY from 2006 to 2006, Nighthawk Partners Inc in Austin, TX from 2005 to 2005, and Cowen & Co. in New York, NY from 1992 to 1995. Michael Tobin holds Series 7, 3, 82, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
05/06/2024 - Present
Access Securities, LLC (STAMFORD CT)
CT
02/13/2017 - 12/07/2022
ACCESS SECURITIES, LLC (STAMFORD CT)
NY
01/04/2006 - 10/17/2006
VEGA SECURITIES LP (NEW YORK NY)
TX
09/02/2005 - 12/31/2005
NIGHTHAWK PARTNERS INC. (AUSTIN TX)
NY
03/05/1992 - 09/20/1995
COWEN & CO. (NEW YORK NY)
BC
Issued 06/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2017
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 12/04/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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