Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial advisor with over 9 years of experience in the financial services industry. Michael is registered with LPL Financial LLC and has held previous positions with SIGMA FINANCIAL CORPORATION and CETERA ADVISORS LLC. Michael is a Series 6, 7, and 66 licensed professional and holds the SIE designation. Michael works with individual clients, families, businesses, and retirement plans. Michael’s office is located in Bath, Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
05/15/2023 - Present
LPL Financial LLC (BATH MI)
MI
07/19/2018 - 05/15/2023
SIGMA FINANCIAL CORPORATION (Bath MI)
MI
05/05/2016 - 07/24/2018
CETERA ADVISORS LLC (BATH MI)
MI
02/20/2014 - 05/02/2016
NYLIFE SECURITIES LLC (OKEMOS MI)
BOTH
Issued 06/09/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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