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Michael Edward Stroh

Fidelity Brokerage Services LLC

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About Michael Edward Stroh

Michael Edward Stroh is a financial professional with over 20 years of experience in the industry. Michael currently works with Fidelity Brokerage Services LLC. Michael has held previous positions with VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL ADVISORS, INC., FIDELITY BROKERAGE SERVICES LLC, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Michael is registered with FINRA and holds Series 6, 7, 8 and 63 licenses.

Firm Information

Michael Stroh is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Stroh’s Registration & Firm History

KY

10/21/2021 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

CT

10/16/2018 - 12/31/2020

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

MA

09/01/2016 - 10/18/2018

VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)

KY

03/16/2012 - 04/07/2015

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

WI

01/30/2003 - 07/30/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

RI

10/15/1993 - 10/28/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/31/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/14/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Edward Stroh.
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