Unclaimed
Michael Sohr is a financial advisor with Citizens JMP Securities, LLC. Michael has been in the financial services industry for over 26 years. Michael has a Series 7, Series 63 and Series 79 licenses. Michael is registered to offer securities in Connecticut. Michael previously worked at Citizens Capital Markets, Sanford C. Bernstein & Co., LLC, AllianceBernstein Investments, Inc., Credit Lyonnais Securities (USA), Inc. and Scott-Macon Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
09/23/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
NY
07/24/2015 - 02/04/2016
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
06/28/1999 - 02/04/2016
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
NY
04/18/1997 - 06/15/1999
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
07/18/1996 - 04/30/1997
SCOTT-MACON SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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