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Michael Edward Santucci

Flagstar Advisors

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About Michael Edward Santucci

Michael Edward Santucci is a financial advisor currently registered with Flagstar Advisors. Michael has been in the industry since March 4, 1996. Michael has been registered with Flagstar Advisors since January 7, 2025. Prior to that, Michael was registered with HSBC Securities (USA) Inc. from January 1, 2005 until March 25, 2013. Michael also previously worked at HSBC Brokerage (USA) Inc. from June 19, 2000 until January 1, 2005 and Republic Financial Services Corporation from August 7, 1996 until June 19, 2000. Michael was also registered with Guardian Investor Services Corporation from March 4, 1996 until August 5, 1996. Michael has a number of certifications including Series 6, 7, 9, 10, 26, 63 and 66. Michael is currently licensed in 27 states and has a number of specializations including portfolio management for individuals, businesses and pensions.

Firm Information

Michael Santucci is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Santucci’s Registration & Firm History

NY

01/07/2025 - Present

Flagstar Advisors (GREAT NECK NY)

NY

01/01/2005 - 03/25/2013

HSBC SECURITIES (USA) INC. (GLEN OAKS NY)

NY

06/19/2000 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

08/07/1996 - 06/19/2000

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

NY

03/04/1996 - 08/05/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/04/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/31/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/19/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/01/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Edward Santucci. Review regulatory record here.
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