Unclaimed
Michael Edward Rosendahl is a registered representative with PCE Investment Bankers, Inc. Michael is located in Ridgewood, New Jersey and has been in the securities industry since 2005. Michael is licensed to sell securities in Florida. Michael has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), the General Securities Principal Examination (Series 24), the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), and the Operations Professional Examination (Series 99TO). Michael has previously been employed by KING FINANCIAL SERVICES, INC. and INSTINET CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/15/2008 - Present
PCE Investment Bankers, Inc. (Ridgewood NJ)
NJ
04/30/2004 - 07/20/2004
KING FINANCIAL SERVICES, INC. (EDISON NJ)
NY
08/01/2000 - 05/20/2002
INSTINET CORPORATION (NEW YORK NY)
NY
10/19/1999 - 08/01/2000
INSTINET CORPORATION (NEW YORK NY)
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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