Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roman is a financial professional with over a decade of experience in the financial services industry. Michael has a strong background in investments and holds the Series 27 and SIE exams. Michael is currently registered with Icapital Markets LLC, a firm focused on providing investment services to clients. Prior to joining Icapital Markets LLC, Michael was employed by ICAPITAL SECURITIES, LLC and GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
11/30/2023 - Present
Icapital Markets LLC (Boston MA)
NY
10/14/2020 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
MA
06/09/2011 - 01/02/2020
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 06/08/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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