Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Quinn is a financial professional with experience in the securities industry. Michael has held a Series 79 license since 2016 and is currently registered with Imperial Capital, LLC. Michael is also registered with the states of California and New York. Michael has a strong track record of success in the financial services industry, providing investment advice and guidance to individuals and families. Michael is committed to helping clients achieve their financial goals through personalized and comprehensive investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/05/2018 - Present
Imperial Capital, LLC (LOS ANGELES CA)
NY
08/02/2016 - 09/07/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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