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Michael Edward Phelan

Dinosaur Financial Group, LLC

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About Michael Edward Phelan

Michael Edward Phelan is a financial professional who has been in the industry since 1990. Michael is currently registered with Dinosaur Financial Group, LLC and is located in New York, New York. Michael holds the Series 72 and SIE licenses. In addition to their current registration, Michael has also worked at LPS Capital LLC, Tullett Prebon Financial Services LLC, Murphy & Durieu, BGC Financial, L.P., Tradition Asiel Securities Inc., Seaboard Securities, Inc., Rafferty Capital Markets, LLC, TJM Investments, LLC, Garban LLC, Cantor Fitzgerald Securities Corp., and Chapdelaine & Co. Government Securities, Inc..

Firm Information

Michael Phelan is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Phelan’s Registration & Firm History

NY

03/10/2022 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

10/23/2015 - 11/22/2021

LPS CAPITAL LLC (Garden City NY)

NY

01/05/2015 - 10/06/2015

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

01/30/2013 - 01/06/2015

MURPHY & DURIEU (NEW YORK NY)

NY

03/21/2011 - 12/19/2012

BGC FINANCIAL, L.P. (GARDEN CITY NY)

NY

10/01/2007 - 03/16/2011

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

05/12/2005 - 11/09/2007

SEABOARD SECURITIES, INC. (GARDEN CITY NY)

NY

11/03/2003 - 05/16/2005

RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)

IL

05/30/2003 - 11/14/2003

TJM INVESTMENTS, LLC (CHICAGO IL)

NY

04/19/1991 - 03/16/2001

GARBAN LLC (NEW YORK NY)

NY

08/08/1988 - 03/01/1991

CANTOR FITZGERALD SECURITIES CORP. (NEW YORK NY)

NA

07/27/1987 - 05/19/1988

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Edward Phelan. Review regulatory record here.
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