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Michael Edward Moss

Independent Financial Group, LLC

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About Michael Edward Moss

Michael Moss is a financial advisor with over 30 years of experience in the industry. Michael has a strong background in helping individuals and families achieve their financial goals. Michael is a Registered Representative with Independent Financial Group, LLC, and has held various roles at other firms throughout their career. Michael is committed to providing personalized financial advice and helping clients make informed decisions about their investments.

Firm Information

Michael Moss is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Moss’s Registration & Firm History

NV

01/31/2021 - Present

Independent Financial Group, LLC (Reno NV)

NV

01/18/2011 - 01/05/2015

FIRST ALLIED SECURITIES, INC. (RENO NV)

NV

04/07/2005 - 01/20/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RENO NV)

CA

12/13/2000 - 04/14/2005

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

MN

12/13/2000 - 08/21/2002

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

CA

02/19/1999 - 05/07/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

MN

01/06/1998 - 12/13/2000

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

NE

02/07/1995 - 12/31/1997

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

OR

03/15/1993 - 01/23/1995

U.S. BANCORP SECURITIES (PORTLAND OR)

CA

07/30/1991 - 02/17/1993

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NA

01/21/1986 - 07/09/1991

WADDELL & REED, INC.

KS

07/23/1982 - 07/09/1991

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 02/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Edward Moss. Review regulatory record here.
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