Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Miller is a financial professional with over 20 years of experience in the industry. Michael is currently registered with ADP Broker-Dealer, Inc. in Allentown, PA. Michael has previously been registered with Mutual of Omaha Investor Services, Inc., MML Investors Services, LLC, MSI Financial Services, Inc., Prudential Annuities Distributors, Inc, Planco Financial Services, LLC, SunTrust Investment Services, Inc., Wachovia Securities, LLC, Legg Mason Wood Walker, Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael holds Series 7, 9, 10, 26, 31, 63, and 66 securities licenses. Michael is also registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/17/2021 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
NE
03/20/2019 - 03/31/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
PA
03/25/2017 - 12/31/2018
MML INVESTORS SERVICES, LLC (ALLENTOWN PA)
PA
03/24/2017 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ALLENTOWN PA)
PA
10/05/2010 - 02/19/2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
PA
01/08/2008 - 09/18/2009
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
NC
03/02/2007 - 10/04/2007
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
SC
11/01/2002 - 12/19/2006
WACHOVIA SECURITIES, LLC (HILTON HEAD SC)
MD
01/21/2000 - 11/25/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
10/17/1997 - 03/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/13/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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