Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward McMurtrey is a financial advisor registered with RBC Capital Markets, LLC in Missouri and Texas. Michael McMurtrey has been in the financial industry for 25 years. Michael McMurtrey has also previously held registration with WELLS FARGO CLEARING SERVICES, LLC, KENNY SECURITIES CORP., BRIDGE TRADING COMPANY, PAULI & COMPANY, INC and J.A. GLYNN & CO.. Michael McMurtrey holds a Series 66 license, Series 63 license and Series 24 license and several other licenses. Michael McMurtrey's current employer RBC Capital Markets, LLC is a large firm with more than $50 billion in assets under management. RBC Capital Markets, LLC is a registered investment advisor that provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/24/2020 - Present
RBC Capital Markets, LLC (St. Louis MO)
MO
05/16/2012 - 11/27/2020
WELLS FARGO CLEARING SERVICES, LLC (FRONTENAC MO)
MO
04/03/2006 - 05/05/2008
KENNY SECURITIES CORP. (ST. LOUIS MO)
MO
06/20/1995 - 04/06/2005
BRIDGE TRADING COMPANY (ST. LOUIS MO)
MO
09/26/1992 - 06/07/1994
PAULI & COMPANY, INC (ST. LOUIS MO)
MO
06/19/1992 - 09/16/1992
J.A. GLYNN & CO. (ST LOUIS MO)
BOTH
Issued 06/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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