Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Klems is an investment advisor representative with MML Investors Services, LLC. Michael has been in the industry since 1997. Michael's current registrations are active in Pennsylvania. Michael is registered in the state of Pennsylvania. Michael has 1 approved SRO registration, 1 approved FINRA registration, 1 approved state registration, and 1 approved IA state registration. Michael has a total of 9 previous employments. Some of Michael's previous employers include MSI Financial Services, Inc., MetLife Investors Distribution Company, New England Securities, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, PNC Investments, J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp, and Salomon Smith Barney Inc. Michael holds a Series 7, Series 9, Series 10, Series 24, Series 31, and Series 63 license. Michael also has a Series 65 and Series 4 license. Michael is a registered principal. Michael is registered to conduct business in Pennsylvania. Michael has worked with insurance companies, other trusts and foundations and endowments, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
MA
03/09/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
NY
01/27/2015 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
03/14/2011 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
PA
06/01/2009 - 03/10/2011
MORGAN STANLEY SMITH BARNEY (PITTSBURG PA)
PA
04/28/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PITTSBURG PA)
PA
01/01/2004 - 04/30/2008
PNC INVESTMENTS (PITTSBURGH PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
02/02/2000 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
12/10/1996 - 07/23/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 04/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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