Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Kiefer is an investment advisor representative registered with Osaic Wealth, Inc. Michael has been in the financial services industry since 2001. Prior to joining Osaic Wealth, Inc., Michael worked with Signator Investors, Inc., Transamerica Financial Advisors, Inc., and Harrison Douglas, Inc. Michael specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisers, as well as portfolio management for businesses and individuals. Michael is registered with the Securities and Exchange Commission as an investment adviser representative and holds Series 7, 10, 24, 63, and 65 licenses. Michael is registered to offer investment advisory services in Arizona, California, Colorado, Florida, Georgia, Idaho, Louisiana, Maryland, Massachusetts, Michigan, Montana, Nevada, New Mexico, New York, North Carolina, South Carolina, Texas, Utah, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
06/06/2024 - Present
Osaic Wealth, Inc. (ALBUQUERQUE NM)
NM
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ALBUQUERQUE NM)
NM
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ALBUQUERQUE NM)
NM
08/04/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ALBUQUERQUE NM)
CO
01/09/2008 - 10/02/2008
HARRISON DOUGLAS, INC. (AURORA CO)
CO
08/24/2000 - 12/21/2007
PRESIDENTIAL BROKERAGE, INC. (GREENWOOD VILLAGE CO)
IA
Issued 01/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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