Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Edward Halla

Tcfg Investment Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Edward Halla

Michael Edward Halla is a registered representative with Tcfg Investment Advisors, LLC. Michael has been in the industry since December 1996 and has held registrations with several firms over the years. Michael is currently registered as an investment advisor representative with Tcfg Investment Advisors, LLC in the states of Ohio and Wisconsin. Michael is also an independent insurance agent and may recommend fixed insurance contracts to clients. Michael has a strong background in financial planning and portfolio management for individuals.

Firm Information

Michael Halla is currently registered with Tcfg Investment Advisors, LLC. Tcfg Investment Advisors, LLC is a registered investment advisor located in Laguna Niguel, CA. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Tcfg Investment Advisors, LLC manages approximately $506,774,284 in assets. The firm has 24 employees, including 11 licensed agents and 22 registered representatives.
Tcfg Investment Advisors, LLC

28202 CABOT RD

LAGUNA NIGUEL, CA 92677

$506.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Halla’s Registration & Firm History

WI

12/05/2018 - Present

Tcfg Investment Advisors, LLC (Manitowoc WI)

WI

06/21/2012 - 12/18/2017

SII INVESTMENTS, INC. (MANITOWOC WI)

WI

12/19/1996 - 07/19/2012

AMERIPRISE FINANCIAL SERVICES, INC. (MANITOWOC WI)

MN

12/19/1996 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Michael Edward Halla is right for you?

Licenses & Designations

BC

Issued 01/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Michael Edward Halla. Review regulatory record here.
Not sure if Michael Edward Halla is right for you?