Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Griffith is a financial advisor with DWS Distributors, Inc. in Jacksonville, Florida. Michael has been in the industry since 2015 and is registered to provide investment advice in Florida and New York. He holds several licenses and certifications, including Series 63, 66, 7, 9, and 10, and the SIE exam. Michael's previous experience includes a role at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/09/2022 - Present
DWS Distributors, Inc. (JACKSONVILLE FL)
FL
12/01/2015 - 05/11/2021
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 11/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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