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Michael Edward Genovese

Rosenblatt Securities Inc.

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About Michael Edward Genovese

Michael Genovese is an investment professional with over 17 years of experience in the financial services industry. He has a strong track record of success in providing investment advice and execution services to individual and institutional clients. Michael has held various roles at several reputable firms, including Westpark Capital, Inc., MKM Partners LLC, Soleil Securities Corporation, and Citigroup Global Markets Inc. He is currently a registered representative with Rosenblatt Securities Inc., where he provides a comprehensive range of financial services. Michael holds the Series 7, Series 86, Series 87, and SIE licenses, along with the Series 63 state exam. He is also registered in California, Connecticut, New Jersey, and New York.

Firm Information

Michael Genovese is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Genovese’s Registration & Firm History

NY

02/14/2022 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

11/17/2020 - 02/04/2022

WESTPARK CAPITAL, INC. (NEW YORK NY)

CT

11/22/2010 - 10/30/2020

MKM PARTNERS LLC (STAMFORD CT)

NY

06/09/2009 - 11/12/2010

SOLEIL SECURITIES CORPORATION (NEW YORK NY)

NY

10/06/2003 - 08/31/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/13/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/03/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Edward Genovese.
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