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Michael Edward Gavin

WFS, LLC

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About Michael Edward Gavin

Michael Gavin is a registered representative with WFS, LLC. Michael has been in the industry since November 16, 2012 and is registered with the state of Massachusetts. Michael holds Series 7, Series 63, SIE, and Series 99TO licenses.

Firm Information

Michael Gavin is currently registered with WFS, LLC. WFS, LLC is a Limited Liability Company formed on December 14, 1999. The firm is registered in 14 states and holds one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Gavin’s Registration & Firm History

MA

11/16/2012 - Present

WFS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 02/13/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Edward Gavin.
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