Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Forner is a financial professional with over 30 years of experience in the financial services industry. Michael is currently registered with Hilltop Securities Inc. and has been with the firm since January 2016. Michael has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Chase Investment Services Corp., BANC One Securities Corporation, Chase Securities of Texas, Inc., Eaton Vance Distributors, Inc., Compass Brokerage, Inc., NationsSecurities, NationsBanc Securities, Inc., NationsBanc Capital Markets, Inc., NCNB Securities, Inc., NCNB Texas Securities, Inc., ISFA Corporation, Rotan Mosle Inc. and First Jersey Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
06/21/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
10/23/2009 - 08/25/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
11/04/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
IL
07/06/2005 - 11/04/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
09/21/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
06/20/2003 - 09/08/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
07/06/1994 - 01/23/1996
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
MA
05/11/1994 - 06/22/1994
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
AL
11/03/1993 - 05/20/1994
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NA
06/07/1993 - 10/29/1993
NATIONSSECURITIES
MA
06/01/1992 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
01/07/1991 - 06/01/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
04/02/1990 - 01/10/1991
NCNB SECURITIES, INC. (BOSTON MA)
NA
11/15/1988 - 04/02/1990
NCNB TEXAS SECURITIES, INC.
WI
11/26/1985 - 10/11/1988
ISFA CORPORATION (APPLETON WI)
NA
05/16/1984 - 02/11/1985
ROTAN MOSLE INC.
NA
02/24/1984 - 05/03/1984
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 07/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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