Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Doherty is an active investment advisor representative, registered with Oppenheimer & Co. Inc. Michael has been in the securities industry since December 1976. Michael has passed the Series 63, Series 7 and SIE exams. Michael is registered in Arizona, Florida, Maryland, Massachusetts, New Jersey, New York, and Puerto Rico. Michael has previously worked at ADVEST, INC. BACHE HALSEY STUART SHIELDS INCORPORATED, and JOHN F. HOULAHAN & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (MELVILLE NY)
CT
08/11/1980 - 12/15/2005
ADVEST, INC. (HARTFORD CT)
NA
11/27/1978 - 09/08/1980
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
12/14/1976 - 02/23/1979
JOHN F. HOULAHAN & CO., INC.
BC
Issued 03/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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