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Michael Edward Dabulis

Neuberger Berman BD LLC

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About Michael Edward Dabulis

Michael Dabulis is a financial advisor with Neuberger Berman BD LLC in NEW YORK, NY. Michael has been in the financial services industry since 1993. Michael is registered to provide investment advice in 53 states and is also a Registered Representative in New Jersey and New York. Michael has a Series 63 and Series 65 license and a Series 4, 55, 57TO and SIE license. Michael has previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PRIME CHARTER LTD.

Firm Information

Michael Dabulis is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Dabulis’s Registration & Firm History

NY

03/29/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

11/23/1993 - 03/04/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/21/1993 - 05/28/1993

PRIME CHARTER LTD. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/11/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2019

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/20/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Edward Dabulis.
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