Unclaimed
Michael Edward Chatman is a financial advisor with over 20 years of experience in the securities industry. Michael is currently registered with BCP Securities, Inc. and is licensed to sell securities in California, Connecticut, Florida, New Jersey, and New York. Michael has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/07/2018 - Present
BCP Securities, Inc. (GREENWICH CT)
CA
06/17/2016 - 03/05/2018
BARCLAY INVESTMENTS LLC (SANTA MONICA CA)
NY
09/12/2014 - 04/18/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
06/17/2010 - 08/14/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/01/2009 - 12/09/2009
HEXAGON SECURITIES LLC (NEW YORK NY)
CT
04/23/2007 - 02/11/2009
UBS SECURITIES LLC (STAMFORD CT)
NJ
12/19/2003 - 04/24/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
09/02/2003 - 11/24/2003
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
NY
08/30/2001 - 11/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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