Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cappel is a financial advisor who has been in the industry since February 23, 1990. He is currently registered with Farmers Financial Solutions, LLC in Cincinnati, Ohio. Michael has a wide range of experience in the industry, having previously worked at Fidelity Brokerage Services LLC and Hibbard Brown & Co., Inc. He holds several licenses and registrations, including Series 63, Series 7, Series 8, Series 9, Series 10, and SIE. Michael is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
09/22/2003 - Present
Farmers Financial Solutions, LLC (CINCINNATI OH)
RI
07/24/1989 - 11/05/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
01/24/1989 - 05/08/1989
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 03/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/17/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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