Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Campbell is a financial professional with over 20 years of experience in the industry. Michael has a strong background in the investment banking industry, having worked for firms such as Cowen and Company and TD Securities (USA) LLC. Michael currently works at TD Securities (USA) LLC. Michael is registered in several states, including California, Colorado, Connecticut, New York, Oregon, Utah, and Washington. He holds the Series 7, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/11/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
NY
03/06/2024 - 04/11/2024
TD SECURITIES (USA) LLC (NEW YORK NY)
CA
11/23/2004 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CT
01/12/2004 - 11/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
06/21/2001 - 01/12/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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