Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Edward Brown is a financial advisor with over 30 years of experience in the financial services industry. Michael is currently registered as a Registered Representative with Osaic Wealth, Inc. and an Investment Advisor Representative with American Portfolios. Michael holds the Series 7, Series 24, Series 31, Series 63, and Series 65 licenses. Michael also holds the Certified Financial Planner designation. Michael provides financial planning, investment management, and retirement planning services to individual investors and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
06/24/2005 - 04/15/2009
UBS FINANCIAL SERVICES INC. (ALBANY NY)
MO
07/01/2003 - 06/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/18/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/13/1996 - 06/22/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/03/1995 - 07/01/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/16/1993 - 07/03/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
02/16/1993 - 02/25/1993
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
IA
Issued 01/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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